DAVID HOWARD FAGENSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/21/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017052874401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: David H. Fagenson, Respondent General Securities Representative CRD No. 1652012 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, David H. Fagenson, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2017052874401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1652012

Other names1

Also known as1

David H. Fagenson

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