RICHARD WILLIAM RADEZ
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
05/18/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT 20050000292-01 TO: Market Regulation Department NASD RE: Richard William Radez (CRD No. 825664) Pursuant to Rule 9216 of NASD Code of Procedure, Richard William Radez ("Radez" or "Respondent"), submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2005000029201data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 825664 |
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