DONALD SHELBY TOOMER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/05/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, V. DONALD SHELBY TOOMER (CRD No. 2842723), Respondent. Expedited Proceeding No. FP1160009 STAR No. 2016048445101 Hearing Officer-MJD EXPEDITED HEARING PANEL DECISION October 5, 2016 Respondent is barred from associating with any FINRA member firm in any capacity for refusing to provide documents and information requested pursuant to FINRA Rule 8210. Respondent is also ordered to pay hearing
Reference 2016048445101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2842723 |
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