JACK ALLEN SCHERBERT
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/19/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014043217701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jack Allen Scherbert, Respondent CRD No. 1882576 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Jack Allen Scherbert ("Scherbert" or "Respondent"), submit this Letter of Acceptance, Waiver and Consent (''AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2014043217701finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1882576 |
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