Nex Systems
Person

Michael Eric Johnson

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/16/2019: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019061408701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Michael Eric Johnson, Respondent Former General Securities Principal and General Securities Representative CRD No. 2261413 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Michael Eric Johnson submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2019061408701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number2261413

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