DONNA M. SHUROT

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/21/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2006006753101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Donna M. Shurot, Respondent General Securities Representative CRD No. 1443423 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement
Reference 2006006753101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1443423

Other names1

Also known as1

DONNA MARIE SHUROT, MS

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