DANIEL L. EPPINGA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/16/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070097188 To: Department of Enforcement Financial Industry Regulatory Authority (FINRA) Re: Daniel L. Eppinga General Securities Representative CRD No. 3239164 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Daniel L. Eppinga (Eppinga), submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on
Reference 2007009718801data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3239164

Other names1

Also known as1

DANIEL LEE EPPINGA

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