LEONARD D. JACKSON JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/05/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY (FINRA) LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070088887-01 To: Department of Enforcement FINRA Re: Leonard D. Jackson, Jr. Investment Company/Variable Contracts Representative CRD No. 4821901 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I, Leonard D. Jackson, Jr. (Jackson), submit this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement
Reference 2007008888701finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4821901 |
Other names1
Also known as1
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