Imani Bailey

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/23/2023: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022074689201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Imani Bailey (Respondent) Former Non-Registered Fingerprint Person CRD No. 7096388 Pursuant to FINRA Rule 9216, Respondent Imani Bailey submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022074689201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	7096388

Other names1

Also known as1

Imani L Bailey

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