SEAN K HANNON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/11/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, vs. SEAN K. HANNON (CRD No. 4296260), Respondent. Disciplinary Proceeding No. 2010022695501 Hearing Officer - MC ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 11, 2012 INTRODUCTION Disciplinary Proceeding No. 2010022695501 was filed on January 30, 2012, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA") ("Complainant"). Respondent Sean K. Hannon submitted an
Reference 2010022695501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4296260

Other names1

Also known as1

SEAN K. HANNON

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