Nex Systems
Person

Jared Winston

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/19/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072260201 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jared Winston (Respondent) Former General Securities and Investment Company and Variable Contracts Products Representative CRD No. 7025143 Pursuant to FINRA Rule 9216, Respondent Jared Winston submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.

    Reference 2021072260201data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number7025143

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