TERRANCE J. WILKERSON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/21/2015: FlNANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2012034715401 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Terrance J. Wilkerson, Respondent General Securities Representative CRD No. 4002576 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Terrance J. Wilkerson submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations
Reference 2012034715401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4002576

Other names1

Also known as1

TERRANCE JEROME WILKERSON

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