Imdadur Rahman
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/10/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2023080253301 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Imdadur Rahman (Respondent) General Securities Representative CRD No. 2476187 Pursuant to FINRA Rule 9216, Respondent Imdadur Rahman submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2023080253301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2476187 |
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