CONSTANCE FAMSWORTH BLADON

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/23/2008: FINRA LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2007009431201 To: Department of Enforcement ("Enforcement") Financial Industry Regulatory Authority ("FINRA") Re: Constance Famsworth Bladon General Securities Representative CRD NO. 728860 Pursuant to NASD Rule 9216 of the FINRA Code of Procedure, Constance Famsworth Bladon ("Bladon") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted
Reference 2007009431201finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	728860

Other names1

Also known as1

CONSTANCE FARNSWORTH BLADON

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