Nex Systems
Person

DEBORAH E GREENLEE-KECK

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/20/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015046299801 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Deborah Elizabeth Greenlee-Keck, Respondent Former Registered Representative CRD No. 5527553 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent (“AWC”) for the purpose of proposing a

    Reference 2015046299801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5527553

Other names1

Also known as1

Deborah Elizabeth Greenlee-Keck

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