PAUL S KUKLINSKI

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/11/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20070083155-01 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Paul S. Kuklinski, Respondent General Securities Representative Research Analyst CRD No. 4755396 Pursuant to NASD Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted
Reference 2007008315501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4755396

Other names1

Also known as1

PAUL S. KUKLINSKI

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