BRENNAN LOLLAR

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/10/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. BRENNAN LOLLAR (CRD No. 5287737), Respondent. Disciplinary Proceeding No. 2010024098101 Hearing Officer - MAD DEFAULT DECISION August 10, 2012 Respondent is barred from associating with any member firm in any capacity for misappropriating firm funds, in violation of Conduct Rule 2010, and failing to respond to requests for
Reference 2010024098101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5287737

Other names1

Also known as1

BRENNAN R LOLLAR

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