Murray Todd Petersen

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/22/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064432901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Murray Todd Petersen, Respondent Former General Securities Representative and former General Securities Principal CRD No. 1311730 Pursuant to FINRA Rule 9216, Respondent Murray Todd Petersen submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations
Reference 2019064432901finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1311730

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