Nex Systems
Person

ELVA LUZ SOLIS

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/29/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 20100250090 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Elva Luz Solis, Respondent, Web CRD No. 5527297 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Elva Luz Solis (hereinafter referred to as either "Solis" or the "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described

    Reference 2010025009001data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5527297

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