Nex Systems
Person

ADOREAN BOLEANCU

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/05/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENTNO. 2011030687701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Adorean Boleancu, Respondent General Securities Representative CRD No. 4839991 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2011030687701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number4839991

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