Nex Systems
Person

ROBERT BALDWIN DELGUERCIO

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    10/16/2017: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2016051166301 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Robert Baldwin Del Guercio, Respondent General Securities Representative (“GSR”) CRD No. 2639851 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Robert Baldwin Del Guercio (“Del Guercio”), submit this Letter of Acceptance, Waiver and Consent

    Reference 2016051166301finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number2639851

Other names1

Also known as1

Robert Baldwin Del Guercio

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.