WILLIAM J MICHERO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
09/10/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021072162901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: William J. Michero (Respondent) Former General Securities Representative CRD No. 4617645 Pursuant to FINRA Rule 9216, Respondent William J. Michero submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2021072162901data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	4617645

Other names1

Also known as1

William J. Michero

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.