Lauren Nicole Scheible
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/03/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. LAUREN NICOLE SCHEIBLE (CRD No. 6952986), Respondent. Disciplinary Proceeding No. 2021069496201 Hearing Officer—BEK DEFAULT DECISION February 3, 2022 Respondent is barred from associating with any FINRA member firm in any capacity for failing to comply with requests for information and documents and failing to provide testimony during an investigation. Appearances For the Complainant: Matthew
09/21/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Lauren Nicole Scheible CRD No. 6952986, Respondent. Disciplinary Proceeding No. 2021069496201 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. Respondent Lauren Nicole Scheible (“Scheible” or “Respondent”) failed to provide information and documents FINRA requested pursuant to FINRA Rule 8210, and further failed to appear to provide testimony FINRA requested pursuant to FINRA Rule 8210,
Reference 2021069496201data-portal.finra.orgfinra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 6952986 |
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