STEVEN V. WERSHAY

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
11/23/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO E8A20040683 To: Department of Enforcement NASD Re: Steven V. Wershay General Securities Representative CRD #1285048 Pursuant to Rule 9216 of NASD Code of Procedure, Steven V. Wershay ("Wershay" or "Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted, NASD will not bring any future
Reference E8A2004068301data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	1285048

Other names1

Also known as1

STEVEN VICTOR WERSHAY

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.