Nex Systems
Person

PAULINE MARTINEZ

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/16/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009020269601 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Pauline Martinez, Respondent Associated Person CRD No, 5147648 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Respondent Pauline Martinez submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule

    Reference 2009020269601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5147648

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