John Nicholas Terzis
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
12/23/2022: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2022073846901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: John Nicholas Terzis (Respondent) Former General Securities Representative and General Securities Principal CRD No. 1805020 Pursuant to FINRA Rule 9216, Respondent John Nicholas Terzis submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2022073846901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1805020 |
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