Nex Systems
Person

MANRY S. VALENZONA

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/02/2013: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Manry S. Valenzona, CRD No. 3195544, Respondent. Disciplinary Proceeding No. 2011026761901 Hearing Officer - Lucinda O. McConathy ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 2, 2013 INTRODUCTION Disciplinary Proceeding No. 2011026761901 was filed on February 6, 2013, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA") ("Complainant"). Respondent Manry S.

    Reference 2011026761901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number3195544

Other names1

Also known as1

MANRY SUMAQUI VALENZONA

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