Nex Systems
Person

Andrew Markman Arthur

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    09/05/2018: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017054849701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Andrew Markman Arthur, Respondent General Securities Representative CRD No. 1864083 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Andrew Markman Arthur ("Arthur" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing

    Reference 2017054849701data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number1864083

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