JOHNNY P. FIGLIOLINI JR.
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/06/2006: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. JOHNNY P. FIGLIOLINI, Jr. (CRD No. 1058617), Respondent. Disciplinary Proceeding No. E9B2003O393O3 Hearing Officer - DRP DEFAULT DECISION April 6, 2006 Respondent is barred from associating with any member firm in any capacity for permitting a statutorily disqualified individual to be associated with an NASD member firm, in
Reference E9B2003039303data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 1058617 |
Other names1
Also known as1
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