ANTHONY LUCCHETTO JR.

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/01/2009: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009016788201 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Anthony Lucchetto Jr., Respondent General Securities Representative CRD No. 3259939 Pursuant to FINRA 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2009016788201data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	3259939

Other names1

Also known as1

ANTHONY LUCCHETTO, JR

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