Jerry Moore Hill

10/10/2012: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2011030711101 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jerry Moore Hill, Respondent Financial and Operations Principal CRD No. 3357 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Jerry Moore Hill ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement

Reference 2011030711101data-portal.finra.orgfinra.org

07/11/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Jerry Moore Hill (CRD No. 3357), Respondent. Disciplinary Proceeding No. 2013035836301 Hearing Officer: RLP ORDER ACCEPTING OFFER OF SETTLEMENT Date: July 11, 2014 INTRODUCTION Disciplinary Proceeding No. 2013035836301 was filed on December 12, 2013, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant). Respondent Jerry Moore Hill (Hill or Respondent)

Reference 2013035836301data-portal.finra.orgfinra.org

08/30/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009017072001 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Jerry Moore Hill, Respondent Financial and Operations Principal CRD No. 3357 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Jerry Moore Hill ("Respondent") submits this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement the alleged rule violations described below. This AWC

Reference 2009017072001data-portal.finra.orgfinra.org