DONOVAN ARCHER
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/11/2006: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO.0050024933 TO: Department of Enforcement NASD RE: Donovan Archer, Respondent Investment Company Products/Variable Contracts Representative CRD No. 4781588 Pursuant to Rule 9216 of NASD Code of Procedure, I, Donovan Archer ("Archer"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part ll below. This AWC is submitted on the condition that, if accepted, NASD
Reference 2005002493301data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 4781588 |
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