MARCIA J. MCLEMORE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/14/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MARCIA J. McLEMORE (CRD No. 1881990), Respondent. Disciplinary Proceeding No. 20080157087 Hearing Officer - LBB DEFAULT DECISION June 14, 2010 Respondent Marcia J. McLemore is barred from associating with any member firm in any capacity for conversion of funds from her member firm, in violation of NASD Conduct Rule 2110. She is also barred for failure to provide information and failure to appear
Reference 2008015708701finra.org data-portal.finra.org

Identifiers1

Identifier	Number
ID number	1881990

Other names1

Also known as1

MARCIA JENAY MCLEMORE

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