Lazaros Coss

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/02/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2019063530501 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Lazaros Coss, Respondent Investment Company and Variable Contracts Product Representative CRD No. 6476885 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Lazaros Coss (“Coss”) submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019063530501data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6476885

Other names1

Also known as1

Lazaros Konstantinidis Coss

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