GENE MICHAEL ASKINS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
02/19/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Gene Michael Askins, (CRD No, 5172158), Respondent. Disciplinary Proceeding No. 2007007607801 Hearing Officer -Alan W. Heifetz ORDER ACCEPTING OFFER OF SETTLEMENT Date: February 19, 2008 INTRODUCTION Disciplinary Proceeding No. 2007007607801 was filed on December 21, 2007 by the Department of Enforcement of the Financial
Reference 2007007607801finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5172158 |
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