ERIN ALYSE OUTTEN
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/21/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2009018117901 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Erin Alyse Outten (CRD No. 5486108) Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I, Erin Alyse Outten ("Respondent" or "Outten"), submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule
Reference 2009018117901data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5486108 |
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