FRANCESCO ANTHONY SCARSO

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/09/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2014041516701 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Francesco Anthony Scarso, Respondent Investment Banking Representative, General Securities Representative CRD No. 2679981 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing
Reference 2014041516701data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2679981

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