BRYCE R SCARFONE

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/15/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019061645502 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Bryce R. Scarfone (Respondent) Former General Securities Representative CRD No. 6720620 Pursuant to FINRA Rule 9216, Respondent Bryce R. Scarfone submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2019061645502data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6720620

Other names1

Also known as1

Bryce R. Scarfone

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