KAYEL G. DEANGELIS
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
04/20/2007: NASD OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. KAYEL G. DEANGELIS (CRD No. 3259050), Respondent. Disciplinary Proceeding No. ELI2004032101 Hearing Officer-Andrew H. Perkins DEFAULT DECISION April 20, 2007 The Respondent is barred from associating with any member firm in any capacity for failing to respond to requests for information, in violation of NASD Conduct Rule 2110 and NASD Procedural Rule 8210. In light of the bar, no additional sanctions were imposed for the
Reference ELI2004032101data-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3259050 |
Other names1
Also known as1
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