MICHAEL ROSS HIGHFILL
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/06/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. MICHAEL ROSS HIGHFILL (CRD No. 3201665), Respondent. STAR No. 2015045652501 (Expedited Proceeding) ORDER ACCEPTING OFFER OF SETTLEMENT OF MICHAEL ROSS HIGHFILL Date: August 6, 2015 INTRODUCTION On July 15, 2015, the FINRA Department of Enforcement (Complainant) initiated the above-referenced expedited proceeding pursuant to FINRA Rule 9552.
Reference 2015045652501finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 3201665 |
This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.