Nex Systems
Person

ADAM D. MARCH

Regulator action

United States. Named in 1 sanctions listing.

Screen this subject

Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    04/14/2008: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, v. Adam D. March, CRD No. 5228950, Respondent. Disciplinary Proceeding No. 2007009891601 Hearing Officer: LBB ORDER ACCEPTING OFFER OF SETTLEMENT Date: April 14, 2008 INTRODUCTION Disciplinary Proceeding No. 2007009891601 was filed on April 3, 2008, by the Department of Enforcement of the Financial Industry Regulatory Authority ("FINRA") ("Complainant"). Respondent Adam D. March submitted an Offer

    Reference 2007009891601data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5228950

Other names1

Also known as1

ADAM DONALD MARCH

This page shows the public record as its publishers state it. A name here is not by itself a finding: whether a record refers to a particular person or company is what screening decides. Read the full notice.