BARRY JOHN MILINOVICH
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
06/04/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS 2013038755801 DEPARTMENT OF ENFORCEMENT, Complainant, v. BARRY MILINOVICH, CRD No. 2873433, Respondent. DISCIPLINARY PROCEEDING No. 2013038755801 Hearing Officer--CC ORDER ACCEPTING OFFER OF SETTLEMENT Date: June 4, 2014 INTRODUCTION Disciplinary Proceeding No. 2013038755801 was filed on March 19, 2014, by the Department of Enforcement of the Financial Industry Regulatory Authority (FINRA) (Complainant).
03/19/2014: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. BARRY MILINOVICH, CRD No. 2873433, Respondent. DISCIPLINARY PROCEEDING No. 2013038755801 COMPLAINT The Department of Enforcement alleges: SUMMARY 1. On three instances between April and July 2013, Respondent Barry Milinovich made unauthorized withdrawals of funds from a customer of the bank at which he was employed, converting a total of $10,100 from the customer.
Reference 2013038755801data-portal.finra.orgdata-portal.finra.orgfinra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 2873433 |
Other names1
Also known as1
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