Nex Systems
Person

SAAD MUNIR

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    08/16/2011: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2010022728801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Saad Munir, Respondent CRD No. 5324285 Pursuant to FINRA Rule 9216 of FINRA's Code of Procedure, Saad Munir ("I," "Munir" or "Respondent") submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition

    Reference 2010022728801data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number5324285

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