Person

Jared R Bon

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    11/26/2024: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2024081526901 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jared R. Bon (Respondent) Former Associated Person CRD No. 7680680 Pursuant to FINRA Rule 9216, Respondent Jared R. Bon submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition that, if accepted, FINRA will not bring any future actions against Respondent alleging violations based on the same factual findings described in this AWC.

    Reference 2024081526901data-portal.finra.orgfinra.org

Identifiers1

IdentifierNumber
ID number7680680

Other names1

Also known as1

Jared R. Bon

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