Person

COLLEEN M. MCMAHON-HILL

Regulator action

United States. Named in 1 sanctions listing.

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Sanctions and listings1

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    03/09/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. COLLEEN M. McMAHON-HILL (CRD No. 5272881), Respondent. Disciplinary Proceeding No. 20080160404-01 Hearing Officer - MAD DEFAULT DECISION March 9, 2010 Respondent is barred from associating with any FINRA member firm in any capacity for acquiring and using credit cards without the authorization of the named cardholders, in violation of Conduct Rule 2110, and failing to respond to requests for

    Reference 2008016040401finra.orgdata-portal.finra.org

Identifiers1

IdentifierNumber
ID number5272881

Other names1

Also known as1

COLLEEN MARIE MCMAHON-HILL

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