COLLEEN M. MCMAHON-HILL
Regulator actionUnited States. Named in 1 sanctions listing.
Sanctions and listings1
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
03/09/2010: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. COLLEEN M. McMAHON-HILL (CRD No. 5272881), Respondent. Disciplinary Proceeding No. 20080160404-01 Hearing Officer - MAD DEFAULT DECISION March 9, 2010 Respondent is barred from associating with any FINRA member firm in any capacity for acquiring and using credit cards without the authorization of the named cardholders, in violation of Conduct Rule 2110, and failing to respond to requests for
Reference 2008016040401finra.orgdata-portal.finra.org
Identifiers1
| Identifier | Number |
|---|---|
| ID number | 5272881 |
Other names1
Also known as1
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