TOBIN JOSEPH SENEFELD

Financial crime

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/11/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2015045728801 TO: Department of Enforcement Financial Industry Regulatory Authority ("FINRA") RE: Tobin J. Senefeld, Respondent CRD No. 2120820 Pursuanl to FINRA Rule 9216 of FINRA's Code of Procedure, I submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations dcscribed below. This AWC is submitted on the condition that, if accepted,
Reference 2015045728801data-portal.finra.org finra.org
Official designation
Securities and Exchange CommissionUS SEC Actions Due to Harmed InvestorsUnited States
sec.gov sec.gov

Identifiers1

Identifier	Number
ID number	2120820

Other names1

Also known as1

Tobin J. Senefeld

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