GARY ALLEN RANDA

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
08/31/2005: NASD LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. E8A2004082401 TO: Department of Enforcement NASD RE: Gary Randa Registered Representative CRD No. 2425208 Pursuant to Rule 9216 of NASD Code of Procedure, I, Gary Randa, submit this Letter of Acceptance, Waiver and Consent ("AWC") for the purpose of proposing a settlement of the alleged rule violations described in Part II below. This AWC is submitted on the condition that, if accepted,
Reference E8A2004082401data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	2425208

Other names1

Also known as1

GARY RANDA

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