JASON C LABELLE

Regulator action

United States. Named in 2 sanctions listings.

Sanctions and listings2

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
01/14/2020: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER AND CONSENT NO. 2017055192701 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jason C. LaBelle, Respondent Former General Securities Representative CRD No. 5654529 Pursuant to FINRA Rule 9216 of FINRA’s Code of Procedure, Respondent Jason C. LaBelle submits this Letter of Acceptance, Waiver and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the
Reference 2017055192701data-portal.finra.org finra.org
Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
07/23/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2021070364101 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jason C. LaBelle (Respondent) Former General Securities Representative CRD No. 5654529 Pursuant to FINRA Rule 9216, Respondent Jason C. LaBelle submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below. This AWC is submitted on the condition
Reference 2021070364101data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	5654529

Other names1

Also known as1

Jason C. LaBelle

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