Nex Systems
Type not stated

CHESTNUT EXPLORATION PARTNERS INC.

Regulator action

United States. Named in 3 sanctions listings.

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Sanctions and listings3

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    12/13/2016: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DEPARTMENT OF ENFORCEMENT, Complainant, v. TEXAS E&P PARTNERS, INC., F/K/A CHESTNUT EXPLORATION PARTNERS, INC., F/K/A CHESTNUT ENERGY PARTNERS, INC. (CRD No. 127228), and MARK A. PLUMMER (CRD No. 4608699), Respondents. Disciplinary Proceeding No. 2014040501801 Hearing Officer -DRS EXTENDED HEARING PANEL DECISION Texas E&P Partners, Inc. is expelled for providing a falsified document to FINRA during an investigation. In light of the

    Reference 2014040501801data-portal.finra.orgfinra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/21/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Chestnut Exploration Partners, Inc., f/k/a Chestnut Energy Partners, Inc. (CRD No. 127228), and Mark A. Plummer (CRD No. 4608699), Respondents. DISCIPLINARY PROCEEDING No. 2014040501801 COMPLAINT The Department of Enforcement alleges: I. INTRODUCTION 1. Respondent Chestnut Exploration Partners, Inc., formerly known as Chestnut Energy Partners, Inc. (and with both entities referred to here

    Reference 2014040501801data-portal.finra.orgfinra.org

  • Official designation

    Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States

    07/21/2015: FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS Department of Enforcement, Complainant, V. Chestnut Exploration Partners, Inc., f/k/a Chestnut Energy Partners, Inc. (CRD No. 127228), and Mark A. Plummer (CRD No. 4608699), Respondents. DISCIPLINARY PROCEEDING No. 2014040501801 COMPLAINT The Department of Enforcement alleges: I. INTRODUCTION 1. Respondent Chestnut Exploration Partners, Inc., formerly known as Chestnut Energy Partners, Inc. (and with both entities referred to here

    Reference 2014040501801data-portal.finra.orgfinra.org

Other names4

Also known as2

CHESTNUT ENERGY PARTNERS INC.Texas E&P Partners Inc.

Previously known as2

Names the source records this subject as having used before.

Chestnut Exploration Partners Inc.Chestnut Energy Partners Inc.

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