Jennifer Ann Ayers

Regulator action

United States. Named in 1 sanctions listing.

Sanctions and listings1

Official designation
Financial Industry Regulatory AuthorityUS FINRA Enforcement ActionsUnited States
10/08/2021: FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2019064729702 TO: Department of Enforcement Financial Industry Regulatory Authority (FINRA) RE: Jennifer Ayers (Respondent) Former Investment Company and Variable Contracts Products Representative CRD No. 6599784 Pursuant to FINRA Rule 9216, Respondent Jennifer Ayers submits this Letter of Acceptance, Waiver, and Consent (AWC) for the purpose of proposing a settlement of the alleged rule violations described below.
Reference 2019064729702data-portal.finra.org finra.org

Identifiers1

Identifier	Number
ID number	6599784

Other names1

Also known as1

Jennifer Ayers

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